Modification History
|
Release |
Comments |
|
Release 2 |
This version released with FNS Financial Services Training Package version 1.1 Release 2 created to correct typographical error |
|
Release 1 |
This qualification first released with FNS Financial Services Training Package version 1.0 |
Qualification Description
This qualification reflects job roles in financial markets office operations. Individuals in these roles apply specialist knowledge and skills to work autonomously and exercise judgement in completing routine and non-routine activities relating to confirming, settling and reconciling financial transactions and assisting in settling loans.
Licensing/Regulatory Information
No licensing or certification requirements apply to this qualification at the time of publication. However, some units will specify relevant licensing, legislative and/or regulatory requirements that impact on the unit. Refer to the FNS Implementation Guide Companion Volume for guidance on requirements.
Entry Requirements
Nil.
Packaging Rules
Total number of units = 15
10 core units plus
5 elective units
The elective units consist of:
- 3 from the electives below
Of the remaining 2 units:
- 2 may be from the electives
- 2 may be from a Diploma qualification in the FNS Training Package
- 2 may be from a Certificate IV or Diploma in any endorsed training package or accredited course.
The elective units chosen must be relevant to the work outcome and meet local industry needs.
Core Units
BSBCOM501 Identify and interpret compliance requirements
BSBFIA301 Maintain financial records
BSBRSK401 Identify risk and apply risk management processes
BSBWOR404 Develop work priorities
FNSACM401 Evaluate and authorise payment requests
FNSFMK401 Reconcile financial transactions
FNSFMK402 Develop and maintain knowledge of financial markets products
FNSFMK501 Analyse financial markets and information
FNSFMK504 Complete confirmation and settlement processes
FNSINC401 Apply principles of professional practice to work in the financial services industry
Elective Units
BSBADM405 Organise meetings
BSBADM502 Manage meetings
BSBINM302 Utilise a knowledge management system
BSBITU402 Develop and use complex spreadsheets
BSBLEG301 Apply knowledge of the legal system to complete tasks
BSBLDR402 Lead effective workplace relationships
BSBWHS303 Participate in WHS hazard identification, risk assessment and risk control
BSBWOR501 Manage personal work priorities and professional development
FNSFMK403 Interpret financial markets information
Qualification Mapping Information
|
Code and title current version |
Code and title previous version |
Comments |
Equivalence status |
|
FNS41115 Certificate IV in Financial Markets Operations |
FNS41110 Certificate IV in Financial Markets Operations |
Updated to meet Standards for Training Packages. |
Equivalent qualification |
Links
Companion Volume implementation guides are found in VETNet - https://vetnet.gov.au/Pages/TrainingDocs.aspx?q=c7200cc8-0566-4f04-b76f-e89fd6f102fe
