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Qualification details

FNS41115 - Certificate IV in Financial Markets Operations (Release 2)

Summary

Usage recommendation:
Deleted
The Deleted usage recommendation was implemented on 13 June 2017 to describe training components that have no replacement. Enrolments in training components and statements of attainment or qualifications issued before 13 June 2017 are valid. For any components marked as deleted after 13 June 2017, the applicable transition/teach-out periods apply. For specific questions regarding the enrolment, delivery or issuance of a statement of attainment/qualification, please contact your training regulator.
Mapping:
MappingNotesDate
DeletedDeleted from FNS Financial Services Training Package30/Jun/2020
Supersedes and is equivalent to FNS41110 - Certificate IV in Financial Markets OperationsUpdated to meet Standards for Training Packages.24/Mar/2015

Release Status:
Current
Releases:
ReleaseRelease date
2 (this release) 22/Apr/2015
(View details for release 1) 25/Mar/2015


Units of competency

CodeSort Table listing Units of Competency by the Code columnTitleSort Table listing Units of Competency by the Title columnEssentialSort Table listing Units of Competency by the Essential column
BSBCOM501 - Identify and interpret compliance requirementsIdentify and interpret compliance requirementsCore
BSBWOR501 - Manage personal work priorities and professional developmentManage personal work priorities and professional developmentElective
BSBWOR404 - Develop work prioritiesDevelop work prioritiesCore
FNSFMK402 - Develop and maintain knowledge of financial markets productsDevelop and maintain knowledge of financial markets productsCore
FNSFMK401 - Reconcile financial transactionsReconcile financial transactionsCore
BSBADM502 - Manage meetingsManage meetingsElective
BSBRSK401 - Identify risk and apply risk management processesIdentify risk and apply risk management processesCore
BSBLEG301 - Apply knowledge of the legal system to complete tasksApply knowledge of the legal system to complete tasksElective
FNSFMK403 - Interpret financial markets informationInterpret financial markets informationElective
BSBADM405 - Organise meetingsOrganise meetingsElective
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Classifications

SchemeCodeClassification value
ANZSCO Identifier 552211 Credit and Loans Officer (Aus) / Finance Clerk (NZ)  
ASCED Qualification/Course Field of Education Identifier 0811 Banking, Finance And Related Fields 
Qualification/Course Level of Education Identifier 511 Certificate IV 
Taxonomy - Industry Sector N/A Financial Services 
Taxonomy - Occupation N/A Financial Markets Administrative Officer 

Classification history

SchemeCodeClassification valueStart dateEnd date
ANZSCO Identifier 552211 Credit and Loans Officer (Aus) / Finance Clerk (NZ)  30/Jul/2015 
ASCED Qualification/Course Field of Education Identifier 0811 Banking, Finance And Related Fields 30/Jul/2015 
Qualification/Course Level of Education Identifier 511 Certificate IV 25/Mar/2015 
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Modification History

Release 

Comments 

Release 2

This version released with FNS Financial Services Training Package version 1.1

Release 2 created to correct typographical error

Release 1

This qualification first released with FNS Financial Services Training Package version 1.0

Qualification Description

This qualification reflects job roles in financial markets office operations. Individuals in these roles apply specialist knowledge and skills to work autonomously and exercise judgement in completing routine and non-routine activities relating to confirming, settling and reconciling financial transactions and assisting in settling loans.

Licensing/Regulatory Information

No licensing or certification requirements apply to this qualification at the time of publication. However, some units will specify relevant licensing, legislative and/or regulatory requirements that impact on the unit. Refer to the FNS Implementation Guide Companion Volume for guidance on requirements.

Entry Requirements

Nil.

Packaging Rules

Total number of units = 15 

10 core units  plus

5 elective  units

The elective units consist of:

  • 3 from the electives below

Of the remaining 2 units:

  • 2 may be from the electives
  • 2 may be from a Diploma qualification in the FNS Training Package
  • 2 may be from a Certificate IV or Diploma in any endorsed training package or accredited course.

The elective units chosen must be relevant to the work outcome and meet local industry needs.

Core Units  

BSBCOM501 Identify and interpret compliance requirements

BSBFIA301 Maintain financial records

BSBRSK401 Identify risk and apply risk management processes

BSBWOR404 Develop work priorities

FNSACM401 Evaluate and authorise payment requests

FNSFMK401 Reconcile financial transactions

FNSFMK402 Develop and maintain knowledge of financial markets products

FNSFMK501 Analyse financial markets and information

FNSFMK504 Complete confirmation and settlement processes

FNSINC401 Apply principles of professional practice to work in the financial services industry

Elective Units 

BSBADM405 Organise meetings

BSBADM502 Manage meetings

BSBINM302 Utilise a knowledge management system

BSBITU402 Develop and use complex spreadsheets

BSBLEG301 Apply knowledge of the legal system to complete tasks

BSBLDR402 Lead effective workplace relationships

BSBWHS303 Participate in WHS hazard identification, risk assessment and risk control

BSBWOR501 Manage personal work priorities and professional development

FNSFMK403 Interpret financial markets information

Qualification Mapping Information

Code and title  

current version 

Code and title 

previous version 

Comments 

Equivalence status 

FNS41115 Certificate IV in Financial Markets Operations

FNS41110 Certificate IV in Financial Markets Operations

Updated to meet Standards for Training Packages.

Equivalent qualification

Links

Companion Volume implementation guides are found in VETNet - https://vetnet.gov.au/Pages/TrainingDocs.aspx?q=c7200cc8-0566-4f04-b76f-e89fd6f102fe