^

 
 

Unit of competency details

BSBWHS401 - Implement and monitor WHS policies, procedures and programs to meet legislative requirements (Release 1)

Summary

Usage recommendation:
Superseded
Mapping:
MappingNotesDate
Supersedes and is equivalent to BSBWHS401A - Implement and monitor WHS policies, procedures and programs to meet legislative requirementsUpdated to meet Standards for Training Packages Minor edits to clarify intent of performance criteria 24/Mar/2015
Is superseded by and equivalent to BSBWHS411 - Implement and monitor WHS policies, procedures and programs 18/Oct/2020

Releases:
ReleaseRelease date
1 1 (this release) 25/Mar/2015


Training packages that include this unit

CodeSort Table listing Training packages that include this unit by the Code columnTitleSort Table listing Training packages that include this unit by the Title columnRelease
MAR - Maritime Training PackageMaritime Training Package 3.0-4.0,5.0,6.0 
AVI - Aviation Training PackageAviation Training Package 3.0-8.2 
MSM - Manufacturing Training PackageManufacturing Training Package 2.0-8.0 
FBP - Food, Beverage and PharmaceuticalFood, Beverage and Pharmaceutical 2.0-6.0 
MSF - Furnishing Training PackageFurnishing Training Package 2.0-7.0 
PPM - Pulp & Paper Manufacturing Industry Training PackagePulp & Paper Manufacturing Industry Training Package 1.0-2.0 
NWP - National Water Training PackageNational Water Training Package 1.0-4.0 
TLI - Transport and Logistics Training PackageTransport and Logistics Training Package 1.0-13.0 
RGR - Racing and Breeding Training PackageRacing and Breeding Training Package 2.0-4.1 
PSP - Public Sector Training PackagePublic Sector Training Package 1.0-4.0 
DEF - Defence Training PackageDefence Training Package 1.0-5.2 
CUA - Creative Arts and Culture Training PackageCreative Arts and Culture Training Package 2.0-4.1 
RII - Resources and Infrastructure Industry Training PackageResources and Infrastructure Industry Training Package 2.0-9.0 
PUA - Public SafetyPublic Safety 1.0-4.0 
BSB - Business Services Training PackageBusiness Services Training Package 1.0-6.1 
AUR - Automotive Retail, Service and Repair Training PackageAutomotive Retail, Service and Repair Training Package 3.0-7.2 

Qualifications that include this unit

CodeSort Table listing Qualifications that include this unit by the Code columnTitleSort Table listing Qualifications that include this unit by the Title columnUsage RecommendationRelease
AVI40319 - Certificate IV in Aviation (Flight Operations Supervision)Certificate IV in Aviation (Flight Operations Supervision)Deleted
RII41015 - Certificate IV in Drilling Oil & Gas (Off shore)Certificate IV in Drilling Oil & Gas (Off shore)Deleted1-3 
BSB40515 - Certificate IV in Business AdministrationCertificate IV in Business AdministrationSuperseded1-3 
BSB40115 - Certificate IV in AdvertisingCertificate IV in AdvertisingSuperseded
FBP50118 - Diploma of Food Science and TechnologyDiploma of Food Science and TechnologySuperseded1-2 
PPM40116 - Certificate IV in Pulping OperationsCertificate IV in Pulping OperationsSuperseded1-2 
RGR40418 - Certificate IV in Racing (Greyhound Trainer)Certificate IV in Racing (Greyhound Trainer)Superseded
MSF30418 - Certificate III in Glass and GlazingCertificate III in Glass and GlazingSuperseded1-2 
AUR40316 - Certificate IV in Motor Sport TechnologyCertificate IV in Motor Sport TechnologySuperseded1-2 
RII40315 - Certificate IV in Metalliferous Mining Operations (Underground)Certificate IV in Metalliferous Mining Operations (Underground)Superseded1-3 
AVI40216 - Certificate IV in Aviation (Aviation Supervision)Certificate IV in Aviation (Aviation Supervision)Superseded1-2 
FBP40518 - Certificate IV in Pharmaceutical ManufacturingCertificate IV in Pharmaceutical ManufacturingSuperseded
PSP50416 - Diploma of Government InvestigationsDiploma of Government InvestigationsCurrent
MSM50316 - Diploma of Production ManagementDiploma of Production ManagementCurrent1-5 
BSB50618 - Diploma of Human Resources ManagementDiploma of Human Resources ManagementSuperseded1-3 
PPM40216 - Certificate IV in Papermaking OperationsCertificate IV in Papermaking OperationsSuperseded1-2 
BSB31115 - Certificate III in Business Administration (Medical)Certificate III in Business Administration (Medical)Superseded1-2 
DEF42215 - Certificate IV in Explosive Ordnance Proof and ExperimentalCertificate IV in Explosive Ordnance Proof and ExperimentalSuperseded
RII40715 - Certificate IV in Civil Construction SupervisionCertificate IV in Civil Construction SupervisionSuperseded1-3 
PSP50116 - Diploma of GovernmentDiploma of GovernmentSuperseded
BSB41715 - Certificate IV in RecordkeepingCertificate IV in RecordkeepingSuperseded1-3 
AUR50316 - Diploma of Motor Sport TechnologyDiploma of Motor Sport TechnologyDeleted1-2 
RII40415 - Certificate IV in Underground Coal OperationsCertificate IV in Underground Coal OperationsSuperseded1-2 
AUR40716 - Certificate IV in Automotive Body Repair TechnologyCertificate IV in Automotive Body Repair TechnologySuperseded
BSB41615 - Certificate IV in PurchasingCertificate IV in PurchasingSuperseded1-2 
BSB30415 - Certificate III in Business AdministrationCertificate III in Business AdministrationSuperseded1-2 
DEF52115 - Diploma of Explosive OrdnanceDiploma of Explosive OrdnanceSuperseded
PPM30116 - Certificate III in Pulping OperationsCertificate III in Pulping OperationsSuperseded1-2 
CUA41015 - Certificate IV in Broadcast TechnologyCertificate IV in Broadcast TechnologySuperseded
PSP40316 - Certificate IV in Government SecurityCertificate IV in Government SecurityCurrent
PSP40716 - Certificate IV in Heavy Vehicle Road ComplianceCertificate IV in Heavy Vehicle Road ComplianceCurrent
RII40515 - Certificate IV in Resource ProcessingCertificate IV in Resource ProcessingSuperseded1-3 
BSB30615 - Certificate III in International TradeCertificate III in International TradeDeleted1-3 
AVI40219 - Certificate IV in Aviation (Aviation Supervision)Certificate IV in Aviation (Aviation Supervision)Superseded
RII50920 - Diploma of Underground Coal Mining ManagementDiploma of Underground Coal Mining ManagementCurrent1-2 
BSB30915 - Certificate III in Business Administration (Education)Certificate III in Business Administration (Education)Superseded1-3 
NWP40615 - Certificate IV in Water Industry TreatmentCertificate IV in Water Industry TreatmentSuperseded1-2 
MAR30315 - Certificate III in Marina OperationsCertificate III in Marina OperationsSuperseded
BSB40215 - Certificate IV in BusinessCertificate IV in BusinessSuperseded1-4 
DEF42315 - Certificate IV in Explosive Ordnance ManufactureCertificate IV in Explosive Ordnance ManufactureSuperseded
RII40115 - Certificate IV in Surface Extraction OperationsCertificate IV in Surface Extraction OperationsSuperseded1-5 
DEF43115 - Certificate IV in Electronic ForensicsCertificate IV in Electronic ForensicsSuperseded
PSP40116 - Certificate IV in GovernmentCertificate IV in GovernmentSuperseded
MAR30318 - Certificate III in Marina OperationsCertificate III in Marina OperationsSuperseded
AVI40316 - Certificate IV in Aviation (Flight Operations Supervision)Certificate IV in Aviation (Flight Operations Supervision)Superseded
DEF43215 - Certificate IV in Simulator MaintenanceCertificate IV in Simulator MaintenanceSuperseded1-2 
RII40420 - Certificate IV in Underground Coal OperationsCertificate IV in Underground Coal OperationsCurrent1-2 
PSP50316 - Diploma of Government SecurityDiploma of Government SecurityCurrent
PSP50716 - Diploma of Fraud ControlDiploma of Fraud ControlCurrent
RII40915 - Certificate IV in Drilling OperationsCertificate IV in Drilling OperationsSuperseded1-2 
MSF30413 - Certificate III in Glass and GlazingCertificate III in Glass and GlazingSuperseded4-6 
PUA40419 - Certificate IV in Public Safety (Biosecurity Emergency Response Leadership)Certificate IV in Public Safety (Biosecurity Emergency Response Leadership)Superseded
CUA50815 - Diploma of Music IndustryDiploma of Music IndustrySuperseded1-2 
RII50915 - Diploma of Underground Coal Mining ManagementDiploma of Underground Coal Mining ManagementSuperseded1-2 
MSF40418 - Certificate IV in Glass and GlazingCertificate IV in Glass and GlazingSuperseded1-3 
TLI41515 - Certificate IV in Materiel LogisticsCertificate IV in Materiel LogisticsSuperseded1-2 
AUR40616 - Certificate IV in Automotive Electrical TechnologyCertificate IV in Automotive Electrical TechnologySuperseded1-2 
DEF40417 - Certificate IV in Defence ReportingCertificate IV in Defence ReportingCurrent
CUA40415 - Certificate IV in Live Production and Technical ServicesCertificate IV in Live Production and Technical ServicesSuperseded1-3 
CUA40815 - Certificate IV in Arts AdministrationCertificate IV in Arts AdministrationSuperseded1-2 
BSB50615 - Diploma of Human Resources ManagementDiploma of Human Resources ManagementSuperseded1-2 
NWP40515 - Certificate IV in Water Industry OperationsCertificate IV in Water Industry OperationsSuperseded1-2 
BSB41015 - Certificate IV in Human ResourcesCertificate IV in Human ResourcesSuperseded1-4 
CUA40915 - Certificate IV in Music IndustryCertificate IV in Music IndustrySuperseded1-3 
TLI40319 - Certificate IV in LogisticsCertificate IV in LogisticsSuperseded
CUA41215 - Certificate IV in Screen and MediaCertificate IV in Screen and MediaSuperseded
MSF40413 - Certificate IV in Glass and GlazingCertificate IV in Glass and GlazingSuperseded3-4 
BSB40715 - Certificate IV in FranchisingCertificate IV in FranchisingDeleted1-3 
BSB41515 - Certificate IV in Project Management PracticeCertificate IV in Project Management PracticeSuperseded1-5 
BSB42115 - Certificate IV in Library and Information ServicesCertificate IV in Library and Information ServicesSuperseded1-2 
PSP50216 - Diploma of Court OperationsDiploma of Court OperationsCurrent
FBP40318 - Certificate IV in Food ProcessingCertificate IV in Food ProcessingSuperseded
BSB40315 - Certificate IV in Customer EngagementCertificate IV in Customer EngagementSuperseded1-3 
BSB40615 - Certificate IV in Business SalesCertificate IV in Business SalesSuperseded1-3 
TLI42016 - Certificate IV in LogisticsCertificate IV in LogisticsSuperseded1-3 
BSB41115 - Certificate IV in International TradeCertificate IV in International TradeSuperseded1-3 
BSB41315 - Certificate IV in MarketingCertificate IV in MarketingSuperseded
DEF43315 - Certificate IV in Work Health SafetyCertificate IV in Work Health SafetyDeleted
RGR40419 - Certificate IV in Greyhound Racing IndustryCertificate IV in Greyhound Racing IndustryCurrent1-2 
AUR40416 - Certificate IV in Automotive Performance EnhancementCertificate IV in Automotive Performance EnhancementDeleted1-2 
BSB31015 - Certificate III in Business Administration (Legal)Certificate III in Business Administration (Legal)Superseded1-2 
RII40920 - Certificate IV in Drilling OperationsCertificate IV in Drilling OperationsCurrent1-3 
FBP40418 - Certificate IV in Food Science and TechnologyCertificate IV in Food Science and TechnologySuperseded1-2 
BSB42015 - Certificate IV in Leadership and ManagementCertificate IV in Leadership and ManagementSuperseded1-5 
DEF40217 - Certificate IV in Intelligence OperationsCertificate IV in Intelligence OperationsCurrent
RGR50118 - Diploma of Racing (Racehorse Trainer)Diploma of Racing (Racehorse Trainer)Current1-3 
RII40615 - Certificate IV in Civil Construction OperationsCertificate IV in Civil Construction OperationsSuperseded1-4 
RII50115 - Diploma of Surface Operations ManagementDiploma of Surface Operations ManagementSuperseded1-2 
BSB41618 - Certificate IV in Business (Procurement)Certificate IV in Business (Procurement)Superseded1-2 
AUR40718 - Certificate IV in Automotive Body Repair TechnologyCertificate IV in Automotive Body Repair TechnologySuperseded
AUR40116 - Certificate IV in Automotive ManagementCertificate IV in Automotive ManagementCurrent
PUA40119 - Certificate IV in Public Safety (Emergency Communications Centre Operations)Certificate IV in Public Safety (Emergency Communications Centre Operations)Current1-2 
PPM30216 - Certificate III in Papermaking OperationsCertificate III in Papermaking OperationsSuperseded1-2 
Items per page 10 | 20 | 50 | 100
Displaying items 1 - 93 of 93

Accredited courses that have this unit in the completion mapping

Classifications

SchemeCodeClassification value
ASCED Module/Unit of Competency Field of Education Identifier 061301 Occupational Health And Safety  

Classification history

SchemeCodeClassification valueStart dateEnd date
ASCED Module/Unit of Competency Field of Education Identifier 061301 Occupational Health And Safety  30/Jul/2015 
The content being displayed has been produced by a third party, while all attempts have been made to make this content as accessible as possible it cannot be guaranteed. If you are encountering issues following the content on this page please consider downloading the content in its original form

Unit of competency

Modification History

Release 

Comments 

Release 1

This version first released with BSB Business Services Training Package release 1.0

Application

This unit describes the skills and knowledge required to implement and monitor an organisation’s work health and safety (WHS) policies, procedures and programs in the relevant work area in order to meet legislative requirements.

It applies to individuals with supervisory responsibilities for implementing and monitoring the organisation’s WHS policies, procedures and programs in a work area. These individuals have a broad knowledge of WHS policies and contribute well developed skills in creating solutions to unpredictable problems through analysis and evaluation of information from a variety of sources. They provide supervision and guidance to others and have limited responsibility for the output of others.

NOTE: The terms 'occupational health and safety' (OHS) and 'work health and safety' (WHS) are equivalent and generally either can be used in the workplace. In jurisdictions where the Model WHS Legislation has not been implemented RTOs are advised to contextualise the unit of competency by referring to the existing State/Territory OHS legislative requirements.

No licensing, legislative or certification requirements apply to this unit at the time of publication.

Unit Sector

Regulation, Licensing and Risk – Work Health and Safety

Elements and Performance Criteria

ELEMENT 

PERFORMANCE CRITERIA 

Elements describe the essential outcomes.

Performance criteria describe the performance needed to demonstrate achievement of the element.

1. Provide information to the work team about WHS policies and procedures

1.1 Accurately explain to the work team relevant provisions of WHS Acts, regulations and codes of practice

1.2 Provide information about the organisation’s WHS policies, procedures and programs, and ensure it is readily accessible to, and understandable by the work team

1.3 Regularly provide and clearly explain to the work team information about identified hazards and the outcomes of risk assessment and control

2. Implement and monitor participation arrangements for managing WHS

2.1 Communicate to workplace parties the importance of effective consultation mechanisms in managing health and safety risks in the workplace

2.2 Apply consultation procedures to facilitate participation of the work team in managing work area hazards

2.3 Promptly deal with issues raised through consultation, according to organisational consultation procedures and WHS legislative and regulatory requirements

2.4 Promptly record and communicate to the work team the outcomes of consultation over WHS issues

3. Implement and monitor organisational procedures for providing WHS training

3.1 Identify WHS training needs according to organisational requirements and WHS legislative and regulatory requirements

3.2 Make arrangements to meet WHS training needs of team members in consultation with relevant individuals

3.3 Provide workplace learning opportunities and coaching and mentoring assistance to facilitate team and individual achievement of identified WHS training needs

3.4 Identify and report to management the costs associated with providing training for work team, for inclusion in financial and management plans

4. Implement and monitor organisational procedures and legal requirements for identifying hazards and assessing and controlling risks

4.1 Identify and report on hazards in work area according to WHS policies and procedures and WHS legislative and regulatory requirements

4.2 Promptly action team member hazard reports according to organisational procedures and WHS legislative and regulatory requirements

4.3 Implement procedures to control risks using the hierarchy of control, according to organisational and WHS legislative requirements

4.4 Identify and report inadequacies in existing risk controls according to hierarchy of control and WHS legislative requirements

4.5 Monitor outcomes of reports on inadequacies, where appropriate, to ensure a prompt organisational response

5. Implement and monitor organisational procedures for maintaining WHS records for the team

5.1 Accurately complete and maintain WHS records of incidents of occupational injury and disease in work area, according to WHS policies, procedures and legislative requirements

5.2 Use aggregate information and data from work area records to identify hazards and monitor risk control procedures in work area

Foundation Skills

This section describes language, literacy, numeracy and employment skills incorporated in the performance criteria that are required for competent performance.

Skill 

Performance 

Criteria 

Description 

Reading

1.1-1.3, 5.2

  • Interprets and analyses complex WHS legislative and organisational texts

Writing

1.1-1.3, 2.3, 2.4, 3.1, 3.2, 3.4, 4.1, 4.4, 5.1

  • Documents WHS legislative and organisational information using structure, layout and language suitable for audience
  • Records WHS issues and actions taken according to reporting requirements
  • Prepares and maintains required records using appropriate structure and vocabulary

Oral communication

1.1-1.3, 2.1, 2.4, 3.2, 3.3, 4.1, 4.4

  • Provides WHS legislative and organisational information and advice using structure and language suitable for audience

Numeracy

3.4, 5.2

  • Extracts, interprets and comprehends mathematical information in relation to training costs and risk management data

Navigate the world of work

1.1,1.2, 2.3, 3.1, 4.1-4.5, 5.1

  • Takes responsibility for adherence to legal and regulatory responsibilities and organisational policies and procedures in relation to WHS
  • Keeps up to date on changes to WHS legislation or regulations and organisational policies and procedures

Interact with others

2.2, 3.2, 3.3

  • Selects and uses appropriate conventions and protocols to facilitate consultation or provide feedback
  • Initiates and contributes to facilitating consultative role, responding, explaining, clarifying and expanding on ideas and information as required
  • Collaborates with others to achieve individual and team outcomes

Get the work done

2.2, 3.2, 3.3, 4.1-4.5, 5.1

  • Uses combination of formal, logical planning and intuitive understanding of context to identify relevant information and risks, and identify and evaluate alternative strategies
  • Uses formal decision-making processes, setting or clarifying goals, gathering information and identifying and evaluating choices against a set of criteria
  • Recognises and takes responsibility for reporting WHS risk control inadequacies
  • Uses formal and informal processes to monitor implementations of WHS solutions and reflect on outcomes

Unit Mapping Information

Code and title  

current version 

Code and title 

previous version 

Comments 

Equivalence status 

BSBWHS401 Implement and monitor WHS policies, procedures and programs to meet legislative requirements

BSBWHS401A Implement and monitor WHS policies, procedures and programs to meet legislative requirements

Updated to meet Standards for Training Packages

Minor edits to clarify intent of performance criteria

Equivalent unit

Links

Companion Volume implementation guides are found in VETNet - https://vetnet.gov.au/Pages/TrainingDocs.aspx?q=11ef6853-ceed-4ba7-9d87-4da407e23c10

 

Assessment requirements

Modification History

Release 

Comments 

Release 1

This version first released with BSB Business Services Training Package Version 1.0.

Performance Evidence

Evidence of the ability to:

  • explain clearly and accurately to work team the relevant work health and safety (WHS) information including:
  • WHS legislative and organisational requirements
  • identified hazards and outcomes of risk assessment and control
  • ensure that the team has access to information about WHS policies, procedures and programs in appropriate structure and language
  • implement and monitor procedures according to organisational and legislative WHS requirements including:
  • consultation and communications to enable team members to participate in managing WHS risks and hazards
  • identifying WHS training needs and providing learning opportunities, coaching and mentoring as appropriate to needs
  • identifying, reporting and taking action on WHS hazards and risks
  • identifying and reporting inadequacies in existing risk controls and monitoring outcomes to ensure a prompt organisational response
  • reporting on the cost of WHS training
  • keeping WHS records
  • analysing aggregate WHS data to identify hazards and monitor risk control procedures in work area.

Note: If a specific volume or frequency is not stated, then evidence must be provided at least once.

Knowledge Evidence

To complete the unit requirements safely and effectively, the individual must:

  • outline the legal responsibilities and duties of managers, supervisors, persons conducting businesses or undertakings (PCBUs) and workers in relation to WHS risk management in the workplace
  • identify key provisions of relevant WHS Acts, regulations and codes of practice that apply to the business and outline how they apply in the work area
  • explain organisational policies and procedures relating to hazard identification, risk management, fire, emergency and evacuation, incident investigation and reporting
  • explain the importance of effective consultation mechanisms in managing health and safety risks in the workplace
  • explain how the hierarchy of control applies in the work area.

Assessment Conditions

Assessment must be conducted in a safe environment where evidence gathered demonstrates consistent performance of typical activities experienced by individuals carrying out work health and safety duties in the workplace and include access to:

  • an actual workplace or simulated environment
  • workplace equipment and resources
  • examples of documents relating to workplace safety, hazard identification and risk assessment
  • interaction with others.

Assessors must satisfy NVR/AQTF assessor requirements.

Links

Companion Volume implementation guides are found in VETNet - https://vetnet.gov.au/Pages/TrainingDocs.aspx?q=11ef6853-ceed-4ba7-9d87-4da407e23c10