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Accredited course details

10131NAT - Certificate IV in Compliance and Risk Management


Display history

Summary

Status:
Non-Current
Recognition manager:
Australian Skills Quality Authority (ASQA) (external link)
Currency period start:
11/Oct/2015 
Currency period end:
10/Apr/2021 
End reason:
Accreditation period was ended and the course replaced 
Currency period comment:
The accreditation expiry date has been extended from 10 October 2020 to reduce regulatory burden to manage challenges resulting from COVID-19. Original expiry 10/04/2021, TTC 30/06/2021, TTC to 30/09/2021 
Renewal application received:
Yes
Outcome of application:
Granted
Authority:
National Vocational Education and Training Regulator Act 2011 
Description:
To provide skills and knowledge associated with:

• Compliance and risk management and its application across a wide range of industries and compliance/risk issues
• How to identify compliance risks in an organisation and conduct and apply a compliance risk assessment
• The role, function, skills and competencies of a Compliance/Risk Officer
• How to draft a compliance/risk policy and compliance program objectives
• Some legal issues confronting a Compliance/risk Officer and how to manage them
• How to conduct compliance/risk investigations
• How to conduct incident investigation and root cause analysis
• Developing, assessing and making use of Complaints and Whistleblowing systems
• Verifiable compliance/risk training
• How to develop and apply compliance/risk mitigation plans
• How to benchmark compliance/risk programs against ISO 19600 (Compliance Management), ISO 31000 (Risk Management) and good practice
 
Delivery:
Find RTOs approved to deliver this course.
Mapping:
Mapping
The new version of this course is 10964NAT

Currency period history

AuthoritySort Table listing Currency Periods History by the Authority columnStart dateSort Table listing Currency Periods History by the Start date columnEnd dateSort Table listing Currency Periods History by the End date columnEnd ReasonCommentSort Table listing Currency Periods History by the Comment column
National Vocational Education and Training Regulator Act 2011 11/Oct/201510/Apr/202112 - Accreditation period was ended and the course replacedThe accreditation expiry date has been extended from 10 October 2020 to reduce regulatory burden to manage challenges resulting from COVID-19. Original expiry 10/04/2021, TTC 30/06/2021, TTC to 30/09/2021 

Currency period application renew history

Currency Period Start dateCurrency Period End dateApplication RenewOutcome of applicationDate of effect
11/Oct/201510/Apr/2021YesGranted

Completion mapping

CodeSort Table listing Mappings History by the Code columnTitleSort Table listing Mappings History by the Title columnStatus/UsageStart dateSort Table listing Mappings History by the Start date columnEnd dateSort Table listing Mappings History by the End date column
BSBCOM401 - Organise and monitor the operation of compliance management systemOrganise and monitor the operation of compliance management system Superseded11/Oct/2015 
BSBCOM402 - Implement processes for the management of a breach in compliance requirementsImplement processes for the management of a breach in compliance requirements Superseded11/Oct/2015 
BSBCOM403 - Provide education and training on compliance requirements and systemsProvide education and training on compliance requirements and systems Superseded11/Oct/2015 
BSBCOM404 - Promote and liaise on compliance requirements, systems and related issuesPromote and liaise on compliance requirements, systems and related issues Superseded11/Oct/2015 
BSBCOM405 - Promote compliance with legislationPromote compliance with legislation Superseded11/Oct/2015 
BSBCOM406 - Conduct work within a compliance frameworkConduct work within a compliance framework Superseded11/Oct/2015 
BSBMGT401 - Show leadership in the workplaceShow leadership in the workplace Superseded11/Oct/2015 
BSBRSK401 - Identify risk and apply risk management processesIdentify risk and apply risk management processes Superseded11/Oct/2015 
BSBWRT401 - Write complex documentsWrite complex documents Superseded11/Oct/2015 
FNSORG401 - Conduct individual work within a compliance frameworkConduct individual work within a compliance framework Superseded11/Oct/2015 
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Displaying items 1 - 10 of 14

Completion mapping history

CodeSort Table listing Mappings History by the Code columnTitleSort Table listing Mappings History by the Title columnStatus/UsageStart dateSort Table listing Mappings History by the Start date columnEnd dateSort Table listing Mappings History by the End date column
BSBCOM401 - Organise and monitor the operation of compliance management systemOrganise and monitor the operation of compliance management system Superseded11/Oct/2015 
BSBCOM402 - Implement processes for the management of a breach in compliance requirementsImplement processes for the management of a breach in compliance requirements Superseded11/Oct/2015 
BSBCOM403 - Provide education and training on compliance requirements and systemsProvide education and training on compliance requirements and systems Superseded11/Oct/2015 
BSBCOM404 - Promote and liaise on compliance requirements, systems and related issuesPromote and liaise on compliance requirements, systems and related issues Superseded11/Oct/2015 
BSBCOM405 - Promote compliance with legislationPromote compliance with legislation Superseded11/Oct/2015 
BSBCOM406 - Conduct work within a compliance frameworkConduct work within a compliance framework Superseded11/Oct/2015 
BSBMGT401 - Show leadership in the workplaceShow leadership in the workplace Superseded11/Oct/2015 
BSBRSK401 - Identify risk and apply risk management processesIdentify risk and apply risk management processes Superseded11/Oct/2015 
BSBWRT401 - Write complex documentsWrite complex documents Superseded11/Oct/2015 
FNSORG401 - Conduct individual work within a compliance frameworkConduct individual work within a compliance framework Superseded11/Oct/2015 
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Displaying items 1 - 10 of 15

Classifications

SchemeCodeClassification value
ANZSCO Identifier 132000 Business Administration Managers 
ASCED Qualification/Course Field of Education Identifier 0803 Business And Management 
Qualification/Course Level of Education Identifier 511 Certificate IV 
Nationally Recognised Training Type 12 Course 

Classification history

SchemeCodeClassification valueStart dateEnd date
ANZSCO Identifier 132000 Business Administration Managers 11/Oct/2015 
ASCED Qualification/Course Field of Education Identifier 0803 Business And Management 11/Oct/2015 
Qualification/Course Level of Education Identifier 511 Certificate IV 11/Oct/2015 
Nationally Recognised Training Type 12 Course 11/Oct/2015 

Restrictions

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Restrictions history

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Attachments

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